Small Business Innovation Research and Small Business Technology Transfer Programs Phase II

Key facts

Summary from the notice

Who can apply

The official notice lists these applicant types as eligible:

• Others named in the notice (see the eligibility text)

Eligibility details from the notice

Eligibility for the SBIR/STTR Phase II program is limited to only SBIR/STTR Phase I recipients. This includes recipients identified via a “novated” or “successor-in-interest” revised funding agreement. Failure to meet the eligibility criteria by the application deadline may result in exclusion from consideration or preclude NIFA from making an award. For those new to Federal financial assistance, NIFA’s About Grants provides highly recommended information about grants and other resources to help understand the Federal awards process. Each applicant must qualify as an SBC through registration with the SBA for R/R&D purposes at the time of selection (see Definitions in Appendix III of this NOFO). SBIR/STTR program eligibility requirements are in place to ensure that the funds go only to small, independent U.S. businesses. The regulations include restrictions about (1) the type of firm, (2) its ownership structure, and (3) the firm’s size in terms of the number of employees. Type of Firm The purpose of the requirement regarding the type of firm is to target the awards to firms with an economic interest in developing the idea or research into a commercial application. 1. An SBIR/STTR small business recipient must be a business concern – it must be organized as a for-profit concern and meet all of the other requirements for a “business concern” in 13 CFR 121.105. Non-profit entities are not eligible (except as the partnering research institution collaborator u...

Registrations you will likely need

Most applications submitted through Grants.gov need the following. Registration can take several weeks, so start early. The notice lists the exact requirements.

• SAM.gov registration for your organization, which also gives you a Unique Entity ID (UEI). Registration is free.
• A Login.gov account, which Grants.gov uses for sign-in.
• A Grants.gov applicant registration linked to your organization's UEI.

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